This privacy policy (the "Policy") explains how Brockhouse & Cooper Inc. and Brockhouse & Cooper
International, Inc. (collectively, "Brockhouse Cooper") handles nonpublic personal information received
from you.
What information does Brockhouse Cooper collect?
Brockhouse Cooper collects the following nonpublic personal information about you:
- Information Brockhouse Cooper receives from you in applications or other
forms, correspondence or conversations, including but not limited to
your name, address, phone number, social security number, assets, income and date of birth; and
- Information about your transactions with Brockhouse Cooper, its affiliates,
or others, including but not limited to your account number, balance and
payment history, parties to transactions, cost basis information, and other financial information.
What is Brockhouse Cooper's policy?
It is Brockhouse Cooper's Policy to not disclose any nonpublic personal
information about current or former clients to nonaffiliated third parties, except
as permitted or required by law. Brockhouse Cooper is permitted by law to
disclose all of the information it collects, as described above, to its
corporate affiliates, transfer agents, administrators, or any other firms
that assist Brockhouse Cooper in maintaining and supporting the financial products and services
provided to you.
How does Brockhouse Cooper protect your information?
Brockhouse Cooper restricts access to your nonpublic personal information to
those persons who require such information to assist Brockhouse Cooper with
providing products or services to you. It is Brockhouse Cooper's practice to maintain and monitor
physical, electronic, and procedural safeguards that comply with federal standards to guard your
nonpublic personal information. Brockhouse Cooper regularly trains its employees on privacy and
information security and on their obligations to protect your information.
Who should you call if you have questions?
For questions concerning the Policy, please contact Howard Messias in
Montreal, Canada at 514-932-1548.
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