Business Continuity Plan
 
   
Brockhouse & Cooper Inc.

Brockhouse & Cooper Inc., a Canadian company, has the following affiliations and memberships:

  • Member of the Investment Dealers Association of Canada (IDA)
  • Member of the London Stock Exchange (LSE)
  • Member of the Financial Industry Regulatory Authority, Inc. (FINRA)
  • Approved Participant in the Bourse de Montréal Inc.
  • Participating Organization in The Toronto Stock Exchange Inc.
  • Participating Organization in the TSX Venture Exchange
  • Member of the Securities Investor Protection Corporation (SIPC)
  • Member of the Canadian Investor Protection Fund (CIPF)
  • Member of the International Capital Market Association (ICMA)

Broker-dealer services are provided through Brockhouse & Cooper Inc.

Brockhouse & Cooper International, Inc.

Brockhouse & Cooper International, Inc., a US company, is registered with the SEC as an Investment Advisor.

Brockhouse Cooper SA (Pty) Ltd

Brockhouse Cooper SA (Pty) Ltd, a South African company, is a member of the Johannesburg Stock Exchange.



IMPORTANT LEGAL INFORMATION

Brockhouse & Cooper Inc. offers its brokerage products and services in the United States and Canada and only in other jurisdictions where they may be legally offered. Brockhouse & Cooper International, Inc., is registered to provide investment advisory services only in the United States.

Brockhouse Cooper SA (Pty) Ltd. (an affiliate of Brockhouse & Cooper Inc. and Brockhouse & Cooper International, Inc.) offers products and services only in South Africa and other jurisdictions where they may be legally offered. Brockhouse Cooper SA (Pty) Ltd. can be reached at www.brockhousecooper.co.za

Nothing on this web site shall constitute an offer or solicitation to buy or sell products or provide services to anyone in any jurisdiction in which such an offer or solicitation is not authorized or to any person to whom it is unlawful to make such a solicitation. Brockhouse & Cooper Inc. and Brockhouse & Cooper International, Inc. reserve the right to require proof of residence from any user accessing this web site and requesting information.

The Brockhouse Cooper companies do not intend to provide investment advice through this web site and do not represent that the securities or services discussed herein are suitable for any investor.

The information provided on this web site is intended for informational purposes only and is not intended to constitute financial, accounting, legal or tax advice. Many factors unknown to us may affect the applicability of any statement or comment that we make on our web site to your particular circumstances. You should consult directly with a Brockhouse Cooper professional or your other advisors before acting on any information on this web site.

Facts and information provided on this web site are believed to be accurate at the time they are posted. However, certain information on this web site is provided to Brockhouse Cooper by third parties. Although Brockhouse Cooper believes this information is reliable, Brockhouse Cooper has not independently verified the information. In addition, this web site could include typographical errors or out-of-date information. Changes may be made at any time to the information on this web site without prior notice. This information is not to be re-produced, re-distributed or re-transmitted in any form by any means without prior expressed written consent from Brockhouse Cooper. Please consult Brockhouse Cooper for complete and up-to-date information on products and services.

ALL INFORMATION AND CONTENT ON THE BROCKHOUSE COOPER WEB SITE ARE SUBJECT TO APPLICABLE STATUTES AND REGULATIONS, FURNISHED "AS IS", WITHOUT WARRANTY OF ANY KIND (EXPRESS OR IMPLIED), INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE OR NON-INFRINGEMENT.




   

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