Affiliations
& Memberships
Brockhouse & Cooper Inc., a Canadian company, has the following affiliations and memberships:
- Member of the Investment Industry Regulatory Organization of Canada (IIROC)
- Member of the Financial Industry Regulatory Authority, Inc. (FINRA)
- Participating organization in the Toronto Stock Exchange Inc.
- Participating organization in the TSX Venture Exchange
- Approved participant in the Bourse de Montréal Inc.
- Member of the London Stock Exchange (LSE)
- Member of the Securities Investor Protection Corporation (SIPC)
- Member of the Canadian Investor Protection Fund (CIPF)
Broker-dealer services are provided through Brockhouse & Cooper Inc.
Brockhouse & Cooper International, Inc., a US company, is registered with the SEC as an Investment Advisor.
Brockhouse Cooper SA (Pty) Ltd, a South African company, is a member of the Johannesburg Stock Exchange.
Brockhouse Cooper Asset Management is a division of Pavilion Asset Management Ltd. and is a non-U.S. registered advisor, an investment fund manager and an exempt market dealer.